COMPLIANCE & RISK MANAGEMENT
Every step of the way.
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CPD deadline: 31 May | FSCA financial statements: 30 June.
Who we are
ISS Compliance is an independent compliance practice specialising in FAIS and FICA compliance as well as customised risk management solutions. Our compliance officers are all highly qualified professionals who believe in delivering an excellent service. ISS Compliance is also a recognised CPD provider with the Financial Planning Institute of Southern Africa.
What we do
ISS is able to offer the following services:
- FAIS Compliance & Monitoring
- FICA Compliance & Monitoring
- CPD Accredited Training related to FAIS & FICA legislation
- New FAIS License Applications
- Development of Policies & Procedures
- Development of Risk Management Plans
- Risk Assessments
- FSCA Reporting