COMPLIANCE & RISK MANAGEMENT

Every step of the way.

Who we are

Our compliance officers are all highly qualified professionals who believe in delivering an excellent service. ISS Compliance is also a recognised CPD provider with the Financial Planning Institute of Southern Africa.

eas-e Comply has also recently joined the NFS Group. We have now assumed responsibility to provide compliance solutions to all eas-e Comply clients. Visit http://www.easecomply.com for further information.

What we do

ISS is able to offer the following services:

  • FAIS Compliance & Monitoring
  • FICA Compliance & Monitoring
  • CPD Accredited Training related to FAIS & FICA legislation
  • New FAIS License Applications
  • Development of Policies & Procedures
  • Development of Risk Management Plans
  • Risk Assessments
  • FSCA Reporting