COMPLIANCE & RISK MANAGEMENT
Every step of the way.
Who we are
Our compliance officers are all highly qualified professionals who believe in delivering an excellent service. ISS Compliance is also a recognised CPD provider with the Financial Planning Institute of Southern Africa.
What we do
ISS is able to offer the following services:
- FAIS Compliance & Monitoring
- FICA Compliance & Monitoring
- CPD Accredited Training related to FAIS & FICA legislation
- New FAIS License Applications
- Development of Policies & Procedures
- Development of Risk Management Plans
- Risk Assessments
- FSCA Reporting